| 21-01299 | 09/15/2022 | Claimant(s): Mark Creason
Claimant Lawyers(s): Lisanne M. Butterfield
Respondent(s): Colorado Financial Service Corporation
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Jan Glenn Valecka, Thomas W. Allen, Ross B. Russell
Hearing Site: Dallas, TX
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| 21-02550 | 09/01/2022 | Claimant(s): Drew Springer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, KMS Financial Services.
Respondent Lawyers(s): Gregory M. Curley, Jennifer R. Cox
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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| 20-02025 | 08/11/2022 | Claimant(s): Elena Izak
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marsha A. Washkuhn
Arbitrator(s): Lawrence R. Maxwell, Franklin Lewis Broyles, Ross B. Russell
Hearing Site: Dallas, TX
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| 22-00432 | 07/07/2022 | Claimant(s): Jonathan Foster
Claimant Lawyers(s): Jonathan Frederick Foster
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
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| 21-01204 | 06/16/2022 | Claimant(s): William Stockum
Claimant Lawyers(s): David I Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey P. Palmer, Omar Perez
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
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| 16-02214 | 06/14/2022 | Claimant(s): David Barnes
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): R Theodore Moock, Karen Roberts Washington, Lawrence R. Maxwell
Hearing Site: Dallas, TX
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| 21-02315 | 06/09/2022 | Claimant(s): Emily Eisenhauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX
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| 22-00679 | 06/09/2022 | Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 21-02521 | 06/01/2022 | Claimant(s): Michael Awosemusi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Dineo Coleman Gary
Hearing Site: Dallas, TX
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| 21-01209 | 05/19/2022 | Claimant(s): Rhyan Young
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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