Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01035 | 11/16/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Steven Owen Respondent Lawyers(s): Steven H. Owen Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Gregory B. Simon Respondent(s): Jared Kennedy Respondent Lawyers(s): Jared Daniel Kennedy Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 15-02950 | 10/07/2016 | Claimant(s): Timothy Lovick Claimant Lawyers(s): Timothy John Lovick Respondent(s): TIAA-CREF Individual & Institutional Svs Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Robert R. Nursey, Donna Ross Philip, Mary Lee Scott Hearing Site: Dallas, TX | ||
| 16-01281 | 10/06/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F. Braun Respondent(s): Robert Kuhn Respondent Lawyers(s): Robert M. Kuhn Arbitrator(s): Hearing Site: Dallas, TX | ||
| 16-01374 | 09/14/2016 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Paul A. Saso Respondent(s): Philip Mabry Respondent Lawyers(s): Philip Harold Mabry Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 15-02271 | 08/16/2016 | Claimant(s): Todd Storaska Claimant Lawyers(s): Robert M. Thornton Respondent(s): LPL Financial LLC, Mark Durham Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Daniel A. Kile, James W. Kerr, Wanda Martinez Hearing Site: Dallas, TX | ||
| 14-00381 | 08/04/2016 | Claimant(s): Joel Marius Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 14-00698 | 07/29/2016 | Claimant(s): Heath Dowell Claimant Lawyers(s): W.D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jannell M. Ahnert Arbitrator(s): Maxel (Bud) B. Silverberg Hearing Site: Dallas, TX | ||
| 15-02333 | 07/21/2016 | Claimant(s): Betty Johnson Claimant Lawyers(s): Betty L. Johnson Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX | ||
| 15-02538 | 07/08/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Deirdre Wolff Respondent(s): Christopher Love Respondent Lawyers(s): Christopher Lawrence Love Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX |