| 09-01574 | 10/02/2009 | Claimant(s): Bryant North
Claimant Lawyers(s): Bryant Charles North
Respondent(s): Alan Parker
Respondent Lawyers(s): Alan R. Parker
Arbitrator(s): George S. Willingham, Daniel H. Kolber, Royce Alan Burns
Hearing Site: Atlanta, GA
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| 08-02027 | 09/30/2009 | Claimant(s): Midsouth Capital.
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Perry Lee Taylor, Victor L. Hayslip, Bernard Leroy Lynch
Hearing Site: Atlanta, GA
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| 08-03550 | 08/03/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Mintz
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Perry Lee Taylor, Daniel H. Kolber, Kenneth I. Daniels
Hearing Site: Atlanta, GA
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| 08-01044 | 06/25/2009 | Claimant(s): Gerald Benjamin
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Navigant Capital Advisors, Navigant Consulting.
Respondent Lawyers(s): Phillip M. Goldberg
Arbitrator(s): Robert H. Putnam, Lawrence M. Oberdank, Susan Klaine Hughes
Hearing Site: Atlanta, GA
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| 08-01663 | 03/12/2009 | Claimant(s): William Cox
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Steven M. Greenbaum, Donald M. Macdonald, Deborah A. Jackson
Hearing Site: Atlanta, GA
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| 08-01807 | 02/26/2009 | Claimant(s): Richard Poss
Claimant Lawyers(s): Richard Neal Poss
Respondent(s): Delta Equity Services Corp.
Respondent Lawyers(s): Scott Aubrey
Arbitrator(s): Joyce F. Glucksman
Hearing Site: Atlanta, GA
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| 06-05187 | 05/16/2008 | Claimant(s): Michael Cain
Claimant Lawyers(s): Raymond L. Moss
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler
Hearing Site: Atlanta, GA
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| 06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones
Claimant Lawyers(s): Joseph Alan White
Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading
Respondent Lawyers(s): Robert C. Varnell
Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts
Hearing Site: Atlanta, GA
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| 07-00797 | 01/28/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jay Rottner
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): A. Keith Logue, T. Scott Watkins, Joan Connolly Grafstein
Hearing Site: Atlanta, GA
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| 06-00684 | 01/16/2008 | Claimant(s): Ronald Hughes
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Howard S. Levine, T. Scott Watkins, Henry W. Grady
Hearing Site: Atlanta, GA
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