FINRA Awards for Arthur M. Handler

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01407	11/25/2019	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Paul Liebman Respondent Lawyers(s): Paul Gary Liebman Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY
19-00300	10/29/2019	Claimant(s): James Mariani Claimant Lawyers(s): Tosh D. Grebenik, Respondent(s): National Securities Corporation, First Montauk Securities Corp. Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY
16-00654	01/18/2018	Claimant(s): James Knoeller Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Mizuho Securities Usa Inc. Respondent Lawyers(s): Philip A. Goldstein Arbitrator(s): Keely D. Parr, Arthur M. Handler, Blossom Nicinski Hearing Site: New York, NY
15-00850	07/14/2016	Claimant(s): Julian Stoopler Claimant Lawyers(s): Martin P. Unger Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael J. McAllister Arbitrator(s): Arthur M. Handler, Leslie Ruth Nydick, Kim Daly Kelly Hearing Site: New York, NY
13-01808	11/25/2015	Claimant(s): Jason Goldstein Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Karen M. Steel Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz Hearing Site: New York, NY