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FINRA Awards for Arthur M. Handler

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0336412/22/2014Claimant(s): Richard Brooks
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark Icon$0
12-0289505/30/2014Claimant(s): Melvin Shapiro and Linda Shapiro
Claimant Lawyers(s): Jospeh A. Sack
Respondent(s): Brian Kaplan, Erik Fiebert, Deutsche Bank Alex.Brown
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Christina Kallas, Arthur M. Handler, Brooks White
Hearing Site: New York, NY
Checkmark IconExpungement

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