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FINRA Awards for Deutsche Bank Securities.

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Displaying 21-30 out of 56 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0361805/28/2019Claimant(s): Danielle Montagnesi
Claimant Lawyers(s): Kevin P Conway
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ariel P. Cannon
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
17-0342401/18/2019Claimant(s): Joseph Cothron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
16-0276109/06/2018Claimant(s): Kurt Haney, Robert Staton
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert A. Bettis, David A. Schuler, Robert L Williamson
Hearing Site: Dallas, TX
17-0239508/03/2018Claimant(s): Brian Mulvey
Claimant Lawyers(s): Owen Harnett
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Paul A. Auerbach
Hearing Site: Boston, MA
16-0164704/27/2018Claimant(s): Joseph Reardon
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra D. Parker, Emily M. Altman, Andrew M. Schmertz
Hearing Site: New York, NY
17-0183202/12/2018Claimant(s): Padraig McBrien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
17-0044711/15/2017Claimant(s): Brett Clifford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
17-0044609/14/2017Claimant(s): Theodore Waters Iii
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William J. Hirsch
Hearing Site: Baltimore, MD
15-0049304/07/2017Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Michael Jarmolowich
Respondent Lawyers(s): Michael Jarmolowich
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
15-0252201/12/2017Claimant(s): Daniel Zraly
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Courtney S. Stieber
Arbitrator(s): Paul K. Barenholtz, David Serko, David John Reilly
Hearing Site: New York, NY

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