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FINRA Awards for Detroit, MI

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Displaying 181-190 out of 242 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0255505/18/2012Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Peter Zeman
Respondent Lawyers(s): Peter Zeman
Arbitrator(s): Keith J. Koerber, Brace K. Case, Kenneth Rochlen
Hearing Site: Detroit, MI
11-0434704/24/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Patrick Mulvihill
Respondent Lawyers(s): Patrick Mulvihill
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
10-0029903/27/2012Claimant(s): National Planning Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Michael Spencer
Respondent Lawyers(s): Walter L. Baumgardner
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
11-0266803/14/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eric M Chial
Respondent(s): Frank Petersen
Respondent Lawyers(s): Frank Douglas Petersen
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
10-0474002/24/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Michael Espinoza
Respondent Lawyers(s): Kevin P. Cummings
Arbitrator(s): Mary Beth Wheeler, Benjamin A. Kerner, Sharon L. Paul
Hearing Site: Detroit, MI
11-0167901/18/2012Claimant(s): Kevin Fifield
Claimant Lawyers(s): Jon M. Bylsma
Respondent(s): Securities America.
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Leonard R. Present, Conrad W. Koski
Hearing Site: Detroit, MI
11-0286001/18/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Bryan Foster
Respondent Lawyers(s): Bryan Scott Foster
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
11-0033401/05/2012Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Anthony Agbay
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): Benjamin A. Kerner, John P. Gouttiere, Patrick A. Guentner
Hearing Site: Detroit, MI
11-0319312/21/2011Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
10-0520112/20/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Antonio Jefferson
Respondent Lawyers(s): Antonio Jefferson
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI

242 Results

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