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FINRA Awards for Detroit, MI

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Displaying 171-180 out of 242 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0391512/07/2012Claimant(s): Richard Paul
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Allegiant Securities L.L.C.
Respondent Lawyers(s): Dennis Flanagan Jr., President
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
11-0248811/15/2012Claimant(s): John Boukamp
Claimant Lawyers(s): Marc E. Thomas
Respondent(s): Ted Wasson
Respondent Lawyers(s): Ted D. Wasson
Arbitrator(s): Stephen D. Arkwright, Thomas Anthony Van Tiem, Richard Joseph Rankin
Hearing Site: Detroit, MI
Expungement
12-0109010/24/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Michael Johnson
Respondent Lawyers(s): Michael Joseph Johnson
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
12-0292210/12/2012Claimant(s): Edward Jones
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): Dennis Linn
Respondent Lawyers(s): Margaret J. Lockhart
Arbitrator(s): Stuart M. Egrin, Richard E. Michel, Harold Hood
Hearing Site: Detroit, MI
10-0240809/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): John Mazza
Respondent Lawyers(s): John Mazza
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
08-0174308/28/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Dean Howard
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, John Thomas Sepp, Thomas L. Imbrunone
Hearing Site: Detroit, MI
11-0392408/21/2012Claimant(s): Edward Dutcher
Claimant Lawyers(s): Kristine R. Lucas
Respondent(s): Leonard Wenglarski
Respondent Lawyers(s): Collin H. Nyeholt
Arbitrator(s): Martin I. Reisig
Hearing Site: Detroit, MI
Expungement
08-0174408/20/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Meier
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Andrew G. Young, James George Timpa, Norman A. Samson
Hearing Site: Detroit, MI
11-0321708/17/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Michael Pompei
Respondent Lawyers(s): Michael Albert Pompei
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
11-0039807/18/2012Claimant(s): Anthony Desantis
Claimant Lawyers(s): Mark T. Butler
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Jacqueline R. Fox, Dana R. Dawe, Michael George Kelly
Hearing Site: Detroit, MI

242 Results

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