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FINRA Awards for Kristine R. Lucas

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0005311/21/2013Claimant(s): Charles Fisher IRA
Claimant Lawyers(s): Charles Fisher
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Kristine R. Lucas
Arbitrator(s): Wilbert H. Luck
Hearing Site: Baltimore, MD
Checkmark Icon$0
11-0392408/21/2012Claimant(s): Edward Dutcher
Claimant Lawyers(s): Kristine R. Lucas
Respondent(s): Leonard Wenglarski
Respondent Lawyers(s): Collin H. Nyeholt
Arbitrator(s): Martin I. Reisig
Hearing Site: Detroit, MI
Expungement

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