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FINRA Awards for John Thomas Sepp

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0174308/28/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Dean Howard
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, John Thomas Sepp, Thomas L. Imbrunone
Hearing Site: Detroit, MI
07-0278208/08/2012Claimant(s): Bruce Lowen
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Thomas Solomon, Questar Capital Corporation
Respondent Lawyers(s): Julie H. Firestone, Thomas Solomon
Arbitrator(s): Edward M. Olson, Sal Presti, John Thomas Sepp
Hearing Site: Detroit, MI
Checkmark Icon$18,171

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