21-00267 | 05/19/2023 | Claimant(s): The Huntington Investment Company Claimant Lawyers(s): Kevin Murch Respondent(s): Morgan Stanley, Frank Nobile, James Riepenhoff Respondent Lawyers(s): Jonathan C. Thau, Miles D. Hart Arbitrator(s): Emily J. Lewis, Nelson E. Genshaft, Susan Finefrock Hearing Site: Columbus, OH
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19-00465 | 04/06/2020 | Claimant(s): TIAA, TIAA-Cref Individual & Institutional Claimant Lawyers(s): Steven Link Respondent(s): Tara Stewart Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Dean Burrell, Patricia Kathleen Costello, Michael W. Starr Hearing Site: Newark, NJ
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16-01624 | 11/01/2017 | Claimant(s): Westport Resources Management. Claimant Lawyers(s): Richard Slavin Respondent(s): Christopher DeLaura, Fieldpoint Private Securities, Westport Resources Investment Services Respondent Lawyers(s): Jonathan C. Thau, Richard Slavin Arbitrator(s): Dan Brecher, Larry Kars, Randolph Guggenheimer Hearing Site: New York, NY
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15-01053 | 06/14/2016 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A. Claimant Lawyers(s): Leonard Weintraub Respondent(s): Jason Meyer, Morgan Stanley, Lori Rabinowitz, Mead Briggs, Michael Pudlak, Michael Reynolds, Steven Christensen Respondent Lawyers(s): Jonathan C. Thau, Thomas J. Momjian Arbitrator(s): Kenneth J. Horowitz, Leo J. Karwejna, Sirena Terr Hearing Site: Newark, NJ
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12-02325 | 08/25/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Morgan Stanley Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Gary A. Hooker, James D. Murray, Robert Mallin Hirsch Hearing Site: San Francisco, CA
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11-02850 | 05/08/2013 | Claimant(s): Hennion and Walsh. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Jason Chambeau, Morgan Stanley Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Charles A. Crocco, John A. Scudiero, John Herbert Grefe Hearing Site: Newark, NJ
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08-04122 | 01/23/2009 | Claimant(s): Neuberger Berman Management LLC Claimant Lawyers(s): Jonathan C. Thau Respondent(s): Jeffrey Tucker, RBC Capital Markets LLC, Seamus Monschein, Shari Mason, Steven Mascitelli Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): Milton M. Stein, Robert Bartels, John D. Nagy Hearing Site: New York, NY
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