FINRA Awards for Equity Services.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 9 out of 9 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02086	08/10/2023	Claimant(s): Ryan Jensen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR
21-00484	10/27/2021	Claimant(s): Eddie Ghabour Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
19-00880	02/04/2020	Claimant(s): Carl Rogers Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Ameritas Investment Corp., Equity Services. Respondent Lawyers(s): Andrea D. Snowden, Derek C. Anderson Arbitrator(s): Dwane Edward Vickstrom Hearing Site: Charlotte, NC
19-00518	10/11/2019	Claimant(s): Gal Sherman Claimant Lawyers(s): Stephan Louviere Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA
18-04283	07/11/2019	Claimant(s): Mitchell Rubin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
17-02953	06/06/2018	Claimant(s): Michael Butterworth Claimant Lawyers(s): Edwin L. Stock Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen Hearing Site: Wilmington, DE
17-01548	03/15/2018	Claimant(s): Paisu Kang Claimant Lawyers(s): David M. Saperstein Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI
17-00608	08/03/2017	Claimant(s): Andrew Gentiluomo Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Thomas B. Corey, Edith N. Dinneen, Charles Robert Moore Hearing Site: Raleigh, NC
11-03803	08/26/2013	Claimant(s): Mark Robertson Claimant Lawyers(s): David R. Koch Respondent(s): Equity Services. Respondent Lawyers(s): Ian McKenny Arbitrator(s): Alan M. Rosen, Stephen F. Kempa, Daniel Clay McGuire Hearing Site: Las Vegas, NV