Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02238 | 03/02/2020 | Claimant(s): Scott Lowe Claimant Lawyers(s): Frances Menzer Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): Anton L. Hasenkampf Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 19-01721 | 01/16/2020 | Claimant(s): Paul Reider Claimant Lawyers(s): David A Genelly Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 19-01741 | 01/15/2020 | Claimant(s): Natalie Brinkman Claimant Lawyers(s): Elizabeth P. Ridley Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 15-03341 | 01/06/2020 | Claimant(s): Frank Eder Claimant Lawyers(s): Rogge Dunn Respondent(s): Neuberger Berman Management LLC, Neuberger Berman Fixed Income, Neuberger Berman Group, Neuberger Berman LLC Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Theodore W. Wrobleski, P J Boylan, Susan L. Walker Hearing Site: Chicago, IL | ||
| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber Claimant Lawyers(s): Harris Freedman Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Daniela Paez Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 19-00319 | 08/26/2019 | Claimant(s): Kevin Engbers Claimant Lawyers(s): Matthew E. Wolper Respondent(s): Waddell & Reed Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE | ||
| 19-00987 | 06/11/2019 | Claimant(s): Noel Becker Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 18-00561 | 10/30/2018 | Claimant(s): Richard Frith II Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steven Cervantes Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE | ||
| 17-00702 | 10/25/2018 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Jordan D. Maglich Respondent(s): William Kaehr Respondent Lawyers(s): William Kaehr Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 18-01028 | 08/21/2018 | Claimant(s): Tyler Smith Claimant Lawyers(s): Robert L. Hartley Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL |