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FINRA Awards for Morgan Stanley

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Displaying 771-780 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0280711/09/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Troy Lambert
Respondent Lawyers(s): Troy Lambert
Arbitrator(s): Jack Friedman
Hearing Site: Philadelphia, PA
10-0221211/03/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Christian Erickson
Respondent Lawyers(s): Christian E. Erickson
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Louisville, KY
09-0625311/02/2010Claimant(s): Nathaniel Finkin
Claimant Lawyers(s): Nathaniel Finkin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Debra G. Speyer, Jordan Roy Nelson, Fred M. Fleisher
Hearing Site: Philadelphia, PA
10-0196310/07/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Brent Hawk
Respondent Lawyers(s): John L. Senft
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD
10-0105809/28/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Megan Gutierrez
Respondent Lawyers(s): Megan Jean Gutierrez
Arbitrator(s): Jeff Abrams
Hearing Site: Albuquerque, NM
10-0144709/28/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Day
Respondent Lawyers(s): James Robert Day
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Los Angeles, CA
09-0566609/14/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Andrew Park
Respondent(s): David Moody
Respondent Lawyers(s): David W. Moody
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
10-0109008/24/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Hassell
Respondent Lawyers(s): Robert D. Hassell
Arbitrator(s): Donald W. Cohen
Hearing Site: Indianapolis, IN
10-0149208/17/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Justin Hensley
Respondent Lawyers(s): Justin M. Hensley
Arbitrator(s): James D. Knotter
Hearing Site: Las Vegas, NV
10-0110908/16/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): James Sumpter
Respondent Lawyers(s): James H. Sumpter
Arbitrator(s): Stephen P. Hoffman
Hearing Site: New Orleans, LA

784 Results

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