13-02195 | 12/09/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Nicholas Perugino Respondent Lawyers(s): Nicholas L. Perugino Arbitrator(s): John James McGovern Hearing Site: Wilmington, DE
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13-01921 | 12/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Peter Yao Respondent Lawyers(s): Peter Yao Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA
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12-02472 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Terry Williamson Respondent Lawyers(s): D. Craig Brinker Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
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13-01969 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel Mauch Respondent(s): Donald Rentz Respondent Lawyers(s): Donald J. Rentz Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI
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10-02937 | 11/26/2013 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Deborah G. Evans Respondent(s): David Honigstock Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Charles L. Henderson, Elizabeth Elster Granville, Walter M. Schackman Hearing Site: New York, NY
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12-02085 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Harry D. Frisch Respondent(s): Guilherme Kuchkarian Respondent Lawyers(s): A. Rene Hollyer Arbitrator(s): Daniel Robbins, Keith Eric Bettencourt, Peter Susser Hearing Site: New York, NY
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12-03128 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Harry D. Frisch Respondent(s): Richard Going Respondent Lawyers(s): Richard L. Going Arbitrator(s): Sam Antar Hearing Site: Newark, NJ
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11-00790 | 11/20/2013 | Claimant(s): John Ginsburg Claimant Lawyers(s): Daniel J. Goldberg Respondent(s): Christa Burgett, Morgan Stanley, Lisa Creegan, Manny Canales, Mary Mullis Respondent Lawyers(s): Nancy L. Patterson Arbitrator(s): W. Merrill Glasgow, Jerry C. Prestridge, Carol Akers Klug Hearing Site: Houston, TX
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11-03662 | 11/19/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): John Giansello Respondent(s): John Simmons Respondent Lawyers(s): Guy A. Ricciardulli Arbitrator(s): Nancy J. Spieczny, Marsha Lee, Thomas L. Marshall Hearing Site: San Diego, CA
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12-00777 | 11/19/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Brian Zalewski Respondent Lawyers(s): Daryl M. Schumacher Arbitrator(s): Phillips M. Montross Hearing Site: Chicago, IL
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