| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jared Kennedy
Respondent Lawyers(s): Jared Daniel Kennedy
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 16-01122 | 10/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Douglas Galloway
Respondent Lawyers(s): Douglas John Galloway
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
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| 15-02426 | 09/30/2016 | Claimant(s): Amir Ahmad
Claimant Lawyers(s): Dan S. Sweetser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Michael P. Marryshow, Peter D. Shelp, Donald S. Bauman
Hearing Site: Philadelphia, PA
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| 16-01203 | 09/29/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Drew Romeo
Respondent Lawyers(s): Drew Anthony Romeo
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
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| 16-00968 | 09/28/2016 | Claimant(s): Michael Moskowitz
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 14-02982 | 09/27/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jennifer L. Tomsen, Tracy L. Gerber
Respondent(s): Audra Lalley
Respondent Lawyers(s): Michael A. Thurman
Arbitrator(s): Barbara M. Zak, Annette Gres Shepherd, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
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| 16-00922 | 09/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Russell Goldstein
Respondent Lawyers(s): Russell Lee Goldstein
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 16-01397 | 09/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Dan Moss
Respondent Lawyers(s): Dan Moss
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 16-01131 | 08/24/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Christopher Seshadri
Respondent Lawyers(s): Christopher Adam Seshadri
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 16-01186 | 08/18/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Kenneth M. Murray
Respondent(s): Manoj Pataudi Mudgal
Respondent Lawyers(s): Manoj Pataudi Mudgal
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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