Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00381 | 09/06/2019 | Claimant(s): Jeff Menning Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA | ||
| 19-00047 | 08/29/2019 | Claimant(s): Mark Wilburn Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 18-04375 | 08/28/2019 | Claimant(s): Kenneth Corlett Claimant Lawyers(s): Frances Menzer Respondent(s): WFP Securities Respondent Lawyers(s): John Schooler Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-03914 | 08/23/2019 | Claimant(s): Clayton Holcomb Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): David I. Levine Hearing Site: San Francisco, CA | ||
| 18-03738 | 07/30/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Rosa Linda Guadarrama Hearing Site: Los Angeles, CA | ||
| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-03098 | 05/23/2019 | Claimant(s): James McLellan Claimant Lawyers(s): Frances Menzer Respondent(s): NewBridge Securities Corp., Broad Street Securities., Leonard & Company Respondent Lawyers(s): Dainforth French, Gregg J. Breitbart, Stuart G. Burchard Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 18-03060 | 05/14/2019 | Claimant(s): James McLellan Claimant Lawyers(s): Frances Menzer Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Marilyn R. Lewis Hearing Site: Denver, CO | ||
| 18-03214 | 05/06/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA |