FINRA Awards for William Ogburn Huggins

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03520	03/15/2021	Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary M. O'Neil, Nicholas John Reiter, William Ogburn Huggins Hearing Site: Las Vegas, NV
17-02820	01/22/2019	Claimant(s): Jon Erickson Claimant Lawyers(s): Joshua B. Kons Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins Hearing Site: Las Vegas, NV
17-02890	10/11/2018	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Dorothy Powers Respondent Lawyers(s): Dorothy Greppin Powers Arbitrator(s): Morris S. Getzels, Edwin John Apenbrink, William Ogburn Huggins Hearing Site: Las Vegas, NV
12-02287	12/03/2014	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Alan Mann Respondent Lawyers(s): David Liebrader Arbitrator(s): A. Joel Klein, Paul E. Dahlman, William Ogburn Huggins Hearing Site: Las Vegas, NV