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FINRA Awards for William Ogburn Huggins

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0263904/12/2013Claimant(s): Floyd Matheney, Mary Matheney, Floyd Matheney IRA, Mary Matheney IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Ameriprise Financial Services., Matthew Fournier
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): William C. Turner, Melvin S. Feldman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
11-0380112/27/2012Claimant(s): Brenda Y. Ward Living Trust DTD 2/3/04
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): CM Securities a/k/a CMC Financial S
Respondent Lawyers(s): William D. Schuller
Arbitrator(s): Stanley H. Herbst, Dee Newell, William Ogburn Huggins
Hearing Site: Las Vegas, NV
Checkmark Icon$445,800

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