Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00771 | 09/18/2020 | Claimant(s): Noel Swain Claimant Lawyers(s): Brian Luther Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Gary E. Marcus Hearing Site: Columbia, SC | ||
| 20-00810 | 09/17/2020 | Claimant(s): Jeffrey Bush Claimant Lawyers(s): Brian Luther Respondent(s): USA Financial Securities Corporation Respondent Lawyers(s): Joel T Brusk Arbitrator(s): Gregory J. Spadea Hearing Site: Philadelphia, PA | ||
| 20-00390 | 07/30/2020 | Claimant(s): Gregory Scott Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Keegan & Company, Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL | ||
| 20-00645 | 07/30/2020 | Claimant(s): Gregory Scott Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Keegan & Company, Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL | ||
| 20-00644 | 07/17/2020 | Claimant(s): Curvin Miller Claimant Lawyers(s): Brian Luther Respondent(s): Kalos Capital. Respondent Lawyers(s): M. Michael McComb Arbitrator(s): Paul Lansing Hearing Site: Cincinnati, OH | ||
| 20-00090 | 06/08/2020 | Claimant(s): Christopher Mise Claimant Lawyers(s): Brian Luther Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC | ||
| 19-00125 | 09/09/2019 | Claimant(s): Brian Luther Claimant Lawyers(s): Megan S. Wright Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Thomas F. Mahoney, Charles G. Michaels, Bryan L. Johnson Hearing Site: Omaha, NE |