FINRA Awards for Douglas Charles Weinstein

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01683	09/05/2024	Claimant(s): Jessica Jung Claimant Lawyers(s): Andrew S. May Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Richard S. Zaifert, Robert William Copeland, Douglas Charles Weinstein Hearing Site: Nashville, TN
23-01573	11/27/2023	Claimant(s): Joe Franklin Claimant Lawyers(s): Bryan Ward Respondent(s): LPL Financial LLC, Raymond James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
22-00919	11/01/2023	Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Roxanna V Gonzalez Respondent(s): Mark Joyner Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein Hearing Site: Nashville, TN
20-04207	09/22/2021	Claimant(s): Alex Shore Claimant Lawyers(s): Bejamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN