FINRA Awards for David Harrison

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 22 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03660	11/13/2020	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
18-02782	11/25/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA
19-00163	10/17/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
18-03660	10/11/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
18-03081	10/08/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
18-02745	09/11/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
18-02144	08/15/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
17-00467	08/09/2019	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): Michael Jeppson, Raymond James Financial Services. Respondent Lawyers(s): David Harrison, Devin A. Donohue Arbitrator(s): Jeffrey E. Skogsbergh, Richard Maurice Robinson, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
18-02120	08/05/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
15-01866	02/13/2018	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Elizabeth H. Lindh Respondent(s): Isidro Miramontes, Miramontes Capital Respondent Lawyers(s): Anthony R. Bisconti, David Harrison Arbitrator(s): Milton N. Gross, Marie Ann Stein, Mark Thomas Risner Hearing Site: Los Angeles, CA