FINRA Awards for Kenneth Paul Strongman

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02331	04/17/2024	Claimant(s): Mark Frederick Claimant Lawyers(s): Brian Luther Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA
21-01264	12/22/2021	Claimant(s): Anthony Arch Claimant Lawyers(s): Brian Luther Respondent(s): Equitable Advisors Respondent Lawyers(s): Ana R. Hartman Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA
19-02863	10/23/2020	Claimant(s): Gerard Camerino Claimant Lawyers(s): Wilmer D. Masterson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman Hearing Site: San Francisco, CA
19-00084	09/18/2019	Claimant(s): Nicholas Economos Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA
14-01285	11/11/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Charles N. Bland Respondent(s): Shannon Powers-Solomon Respondent Lawyers(s): Stephen J. Wiard Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman Hearing Site: Los Angeles, CA
16-00196	08/26/2016	Claimant(s): Christopher Peters, E*Trade Securities LLC Claimant Lawyers(s): Meredith F. Hoffman Respondent(s): Mohammad Yazdi Respondent Lawyers(s): Mohammad Yazdi Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Kenneth Paul Strongman Hearing Site: San Francisco, CA		Expungement