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FINRA Awards for Citigroup Global Markets.

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Displaying 381-390 out of 422 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0408402/25/2008Claimant(s): Roy Budd
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt
Hearing Site: New York, NY
07-0187102/22/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Christopher Keelin
Respondent Lawyers(s): Christopher W. Keelin
Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee
Hearing Site: Birmingham, AL
07-0202002/22/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Vanessa Rivera-Laboy
Respondent Lawyers(s): Vanessa Rivera-Laboy
Arbitrator(s): Jack Stein
Hearing Site: San Juan, PR
07-0097002/15/2008Claimant(s): Kevin Doss
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Roger W. Van Deusen, James A. Laurenson, Blanca E. Ortiz
Hearing Site: Cleveland, OH
05-0480602/13/2008Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey M. Sklarz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn
Hearing Site: Hartford, CT
07-0018302/13/2008Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey R Hellman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jessica S. Boar
Arbitrator(s):
Hearing Site: Hartford, CT
07-0121302/08/2008Claimant(s): Kjersten Lazar
Claimant Lawyers(s): Jeffrey L. Wilson
Respondent(s): Catherine Galgano, Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Donald J. Rasweiler, Denzil J. Klippel, Susan C. Lushing
Hearing Site: New York, NY
07-0230701/18/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Tejal N. Shah
Respondent(s): Latrice Berry
Respondent Lawyers(s): Latrice Berry
Arbitrator(s): Joseph F. Pittelli
Hearing Site: Wilmington, DE
07-0044901/11/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Ronald Powell
Respondent Lawyers(s): Melissa Villarreal Garcia
Arbitrator(s): William E. Barker
Hearing Site: Dallas, TX
07-0045101/10/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Peter Muer
Respondent Lawyers(s): Peter M. Muer
Arbitrator(s): Harvey Wayne
Hearing Site: Boca Raton, FL

422 Results

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