| 08-04393 | 11/11/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): John Leonetti
Respondent Lawyers(s): Paul J. Vincenti
Arbitrator(s): Richard J. Grahn, Marilyn H. Zuckerman, Dennis R. Surprenant
Hearing Site: Boston, MA
| | |
| 08-01895 | 11/06/2009 | Claimant(s): Donato Giaquinto
Claimant Lawyers(s): Donald P. Russo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): E. William Pastor, Joseph Grant McCabe, Kenneth D. Morris
Hearing Site: Philadelphia, PA
| | |
| 09-02813 | 10/20/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Kirk Barrett
Respondent Lawyers(s): Kirk Christopher Barrett
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
| | |
| 07-03030 | 10/16/2009 | Claimant(s): Gretchen Burke
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Citigroup Global Markets., Jeffrey Tucker, John Ebaniette
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Joseph B. Russell, Dwight Wassong, Sharon A. McCloskey
Hearing Site: Newark, NJ
| | |
| 07-03076 | 10/01/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): M. Barker
Respondent Lawyers(s): Tracy Barker
Arbitrator(s): James Clifton Stone, Peter L. Pointer, John C. Schenkenfelder
Hearing Site: Cincinnati, OH
| | |
| 09-01368 | 09/29/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): James Hodges
Respondent Lawyers(s): Thomas C. Costello
Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley
Hearing Site: Baltimore, MD
| | |
| 09-00463 | 08/21/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Robert Cotter
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Peter M. Bizinkauskas
Hearing Site: Boston, MA
| | |
| 08-00466 | 08/12/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Thomas Banus
Respondent Lawyers(s): Mark R. Thierman
Arbitrator(s): Peter L. Pointer, Robert G. Conway, Ralph L. Corton
Hearing Site: Cleveland, OH
| | |
| 08-04913 | 08/06/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Robert Slowik
Respondent Lawyers(s): Robert J. Slowik
Arbitrator(s): Richard C. Moenning, A. Brad Busscher, Jack L. Karp
Hearing Site: Chicago, IL
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| 08-02433 | 07/31/2009 | Claimant(s): Bevery Hills Bank & Trust Company, Wayne Hummer Investments LLC
Claimant Lawyers(s): Melvin G. Moseley
Respondent(s): Daniel Hack, Citigroup Global Markets., Mary Anderson, Marybeth Oconnor, Michelle Hughes, Patricia Marsh, Phillip Burno, Tracy Polselli
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Richard G Clemens, Joy Pava Shulruff, Rody P. Biggert
Hearing Site: Chicago, IL
| | Expungement |
