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FINRA Awards for Citigroup Global Markets.

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Displaying 181-190 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0229106/01/2016Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Robert Tricarico
Respondent Lawyers(s): Robert N. Tricarico
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
15-0016405/11/2016Claimant(s): Oscar Artola
Claimant Lawyers(s): Oscar A. Artola
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Nolan
Arbitrator(s): James M. Rhodes, Steven Irving Platt, James Drew Butler
Hearing Site: Baltimore, MD
15-0330605/04/2016Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Thipp Ratsaboutseua
Respondent Lawyers(s): Thipp Ratsaboutseua
Arbitrator(s): John R. Loss
Hearing Site: St. Louis, MO
14-0147604/25/2016Claimant(s): Ilan Preis
Claimant Lawyers(s): Ilan Preis
Respondent(s): Avi Jankelovits, Blair Nelson, Christopher Alexis, Citigroup Global Markets., Robert Papaleo
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Kenneth L. Stewart, Elizabeth Gilbert, Michael S. Perinelli
Hearing Site: New York, NY
15-0332704/14/2016Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Cody
Respondent Lawyers(s): Stephen Z. Frank
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
15-0094203/23/2016Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Michael Carlo
Respondent Lawyers(s): Michael Carlo
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
15-0074103/22/2016Claimant(s): Mehdi Hassan
Claimant Lawyers(s): Mehdi Syed Hassan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin G. Lauri
Arbitrator(s): Roger J. Hawke, Daniel Robbins, Akshat Tewary
Hearing Site: New York, NY
15-0043801/19/2016Claimant(s): Allan Yarkin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey Friedman
Arbitrator(s): Geraldine A. Genco, Gilbert A. Schnirman, Louis David Huss
Hearing Site: Miami, FL
15-0038612/30/2015Claimant(s): Richard Zinman
Claimant Lawyers(s): Aari Itzkowitz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Daly, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
10-0081709/29/2015Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL

419 Results

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