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FINRA Awards for Citigroup Global Markets.

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Displaying 91-100 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0296104/09/2020Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
20-0029504/07/2020Claimant(s): Cesar Chicayban
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
19-0229403/25/2020Claimant(s): Richard Conway
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
19-0137502/28/2020Claimant(s): David Gross
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
18-0154101/16/2020Claimant(s): Keith Price
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): R. Peyton Gibson, Wallace Anthony Showman, Charles Francis Barr
Hearing Site: New York, NY
19-0207301/13/2020Claimant(s): Paul Campbell
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
19-0203601/09/2020Claimant(s): Michael Grace
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kate Brooker Evans
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
19-0146312/27/2019Claimant(s): Kevin Collison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Larry E. Ray
Hearing Site: Washington, DC
18-0435711/25/2019Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
19-0110211/21/2019Claimant(s): Thomas Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD

419 Results

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