Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay William Eng | 2241817 | 6 | 05/13/2021 | Customer Dispute | Withdrawn | $49,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 09/05/2018 | Customer Dispute | Withdrawn | $245,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 06/08/2018 | Customer Dispute | Withdrawn | $22,055.30 | $0.00 | See FINRA Report |
| Bryan Edward Mazza | 2292942 | 2 | 07/14/2010 | Customer Dispute | Withdrawn | $61,010.20 | $0.00 | See FINRA Report |
| Yahaira Torres-Siaca | 3057465 | 1 | 02/03/2009 | Customer Dispute | Withdrawn | $9,500.00 | $0.00 | See FINRA Report |
| Robert Leo Vonderharr | 1556834 | 3 | 10/27/2004 | Customer Dispute | Withdrawn | $94,000.00 | $0.00 | See FINRA Report |
| Robert Leo Vonderharr | 1556834 | 3 | 10/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |