Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay William Eng | 2241817 | 6 | 01/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donovan Thomas Kelly | 2622366 | 1 | 03/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 10/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Petrizzo | 2140799 | 3 | 10/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Douglas Gleason | 2268918 | 1 | 01/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Lockett | 4573162 | 4 | 11/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 3 | 09/25/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Barentsen | 2092280 | 3 | 08/07/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Petrizzo | 2140799 | 3 | 07/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 05/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |