Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Monahan | 1546712 | 5 | 06/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter John Hansch | 1176591 | 6 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Vines | 5011145 | 5 | 08/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Jones | 1791911 | 11 | 12/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Jones | 1791911 | 11 | 11/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Burt Livingstone | 3079544 | 1 | 10/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Vines | 5011145 | 5 | 05/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter John Hansch | 1176591 | 6 | 11/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip R Johnson | 3179288 | 2 | 09/18/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Rothstein | 1084659 | 7 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |