Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gennaro Giacomo Savarese | 1085268 | 2 | 03/19/2015 | Customer Dispute | Award / Judgment | $223,988.00 | $57,500.00 | See FINRA Report |
| Brian James Zimmerman | 2401501 | 5 | 07/01/2014 | Customer Dispute | Award / Judgment | $128,406.00 | $20,000.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 4 | 05/29/2014 | Customer Dispute | Award / Judgment | $80,000.00 | $40,000.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 01/15/2009 | Customer Dispute | Award / Judgment | $0.00 | $350,000.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 10/11/2002 | Customer Dispute | Award / Judgment | $586,189.00 | $25,000.00 | See FINRA Report |
| Frank Augustine Cuenca | 2143454 | 2 | 09/27/2002 | Customer Dispute | Award / Judgment | $151,959.00 | $23,927.60 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 01/04/2002 | Customer Dispute | Award / Judgment | $411,404.00 | $55,391.10 | See FINRA Report |
| Brian James Zimmerman | 2401501 | 5 | 01/21/2000 | Customer Dispute | Award / Judgment | $43,000.10 | $18,921.50 | See FINRA Report |
| Norman Raymond Ferry | 1195544 | 1 | 06/07/1993 | Customer Dispute | Award / Judgment | $78,007.00 | $24,500.00 | See FINRA Report |
| Thomas Joseph Monahan | 1546712 | 5 | 03/09/1992 | Customer Dispute | Award / Judgment | $400,000.00 | $30,000.00 | See FINRA Report |