Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gennaro Giacomo Savarese | 1085268 | 2 | 03/19/2015 | Customer Dispute | Award / Judgment | $223,988.00 | $57,500.00 | See FINRA Report |
| Brian James Zimmerman | 2401501 | 5 | 07/01/2014 | Customer Dispute | Award / Judgment | $128,406.00 | $20,000.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 3 | 05/29/2014 | Customer Dispute | Award / Judgment | $80,000.00 | $40,000.00 | See FINRA Report |
| Lisa Ann Gallo | 1759211 | 1 | 04/28/2009 | Customer Dispute | Award / Judgment | $282,000.00 | $118,341.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 01/15/2009 | Customer Dispute | Award / Judgment | $0.00 | $350,000.00 | See FINRA Report |
| Thomas Francis Nee | 2049953 | 1 | 10/08/2003 | Customer Dispute | Award / Judgment | $733,700.00 | $206,562.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 9 | 10/11/2002 | Customer Dispute | Award / Judgment | $586,189.00 | $25,000.00 | See FINRA Report |
| Frank Augustine Cuenca | 2143454 | 2 | 09/27/2002 | Customer Dispute | Award / Judgment | $151,959.00 | $23,927.60 | See FINRA Report |
| Martin Edward Plecinoga | 2776556 | 1 | 06/10/2002 | Customer Dispute | Award / Judgment | $733,700.00 | $206,562.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 9 | 01/04/2002 | Customer Dispute | Award / Judgment | $411,404.00 | $55,391.10 | See FINRA Report |