Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Gustave Benson | 1182211 | 11 | 04/13/2022 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 8 | 12/27/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Franklin Romeo Lara | 5657622 | 3 | 10/06/2021 | Customer Dispute | Settled | $469,130.00 | $0.00 | See FINRA Report |
| Daniel Tuan Kien Loy | 3029654 | 5 | 09/01/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 5 | 07/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 5 | 07/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Syauching Hung | 4752296 | 1 | 07/14/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 4 | 07/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jammie Nakia Avila | 3100097 | 4 | 06/30/2021 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kimberly Ann Barentsen | 2092280 | 3 | 06/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |