Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Ronald Pilchard | 2197234 | 1 | 07/01/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Andrews | 7883803 | 1 | 01/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Jackson | 2174290 | 1 | 01/17/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adrianne Michael Flores | 7136667 | 2 | 09/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adrianne Michael Flores | 7136667 | 2 | 04/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Matthew Molloy | 6087461 | 1 | 09/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kim Thanh Dang | 6751208 | 1 | 09/26/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy J Vitense | 6769859 | 1 | 05/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John David Podesto | 5371002 | 1 | 04/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Buck | 5629964 | 2 | 01/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |