Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Carlos Sosa | 4059846 | 5 | 06/10/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Alexander Raymond Creede | 6392369 | 1 | 03/03/2022 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Williams Keen Butcher | 2098675 | 2 | 03/03/2022 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 4 | 01/26/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George Dobbs | 4697205 | 1 | 06/04/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jay William Eng | 2241817 | 6 | 01/04/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dan Eugene Sanders | 1785159 | 4 | 12/15/2020 | Customer Dispute | Denied | $53,896.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 8 | 04/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 8 | 01/07/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 8 | 08/19/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |