Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Wayne Jones | 2920042 | 3 | 01/18/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Stewart Ginn | 4503197 | 2 | 12/06/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| John Charles Dixon | 4239339 | 2 | 11/08/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 10/13/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Peter Morand | 728191 | 7 | 04/08/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Charles Howard | 717601 | 1 | 03/17/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 4 | 02/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Beber | 4257664 | 2 | 02/14/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kyle Jensen Kirwan | 5088691 | 3 | 01/31/2022 | Customer Dispute | Pending | $334,000.00 | $0.00 | See FINRA Report |
| Daniel Heaton Mann | 4592568 | 1 | 01/31/2022 | Customer Dispute | Pending | $334,000.00 | $0.00 | See FINRA Report |