Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Chachas | 1269551 | 3 | 11/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael J Cook | 5901682 | 1 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay William Eng | 2241817 | 5 | 09/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay William Eng | 2241817 | 5 | 09/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Lang | 2959057 | 1 | 06/26/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Peter Eng | 2833105 | 2 | 06/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew John Mundy | 4704753 | 4 | 04/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Lee Brady | 4107792 | 2 | 10/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Thomas Vines | 5011145 | 5 | 09/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick James Pearl | 2591044 | 1 | 09/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |