Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leticia Hewko | 6211451 | 2 | 06/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Thomas Vines | 5011145 | 5 | 02/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon Gregory Sanchez | 2418439 | 4 | 03/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaime M MacIel | 6191539 | 1 | 04/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Shaner | 1699415 | 4 | 11/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Peterson | 4679168 | 5 | 05/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jammie Nakia Avila | 3100097 | 5 | 04/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 12/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |