Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Holmes Gunning | 1782016 | 14 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaime M MacIel | 6191539 | 1 | 04/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Shaner | 1699415 | 4 | 11/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Peterson | 4679168 | 5 | 05/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jammie Nakia Avila | 3100097 | 4 | 04/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 12/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Sasa Huddle | 2445351 | 3 | 10/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 09/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |