Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Jay Thomas | 4429411 | 2 | 12/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Ronald Pilchard | 2197234 | 1 | 07/01/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Jackson | 2174290 | 1 | 01/17/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Matthew Molloy | 6087461 | 1 | 09/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy J Vitense | 6769859 | 1 | 05/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John David Podesto | 5371002 | 1 | 04/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mustafa El-Quhir | 4691944 | 1 | 08/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Johnson | 2713072 | 1 | 01/15/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Brady | 4107792 | 2 | 07/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Travis Perreault | 5610084 | 1 | 12/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |