Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Randy Mireles | 5288651 | 1 | 09/13/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stewart Ginn | 4503197 | 7 | 10/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joe Henry Miller | 1172989 | 1 | 02/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay William Eng | 2241817 | 5 | 01/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donovan Thomas Kelly | 2622366 | 1 | 03/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter John Hansch | 1176591 | 6 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 10/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Petrizzo | 2140799 | 3 | 10/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Vines | 5011145 | 5 | 08/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Douglas Gleason | 2268918 | 1 | 01/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |