Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay William Eng | 2241817 | 6 | 01/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Tuan Kien Loy | 3029654 | 5 | 04/13/2022 | Customer Dispute | Final | $1,500,000.00 | $0.00 | See FINRA Report |
| Donovan Thomas Kelly | 2622366 | 1 | 03/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Reeves | 1999932 | 3 | 02/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Reeves | 1999932 | 3 | 01/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Reeves | 1999932 | 3 | 01/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 10/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Petrizzo | 2140799 | 3 | 10/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Vines | 5011145 | 4 | 08/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Douglas Gleason | 2268918 | 1 | 01/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |