Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Edward Mazza | 2292942 | 2 | 03/08/2022 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 8 | 04/17/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Angelo Militello | 4075608 | 1 | 03/24/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 05/14/2018 | Customer Dispute | Closed-No Action | $25,500.00 | $0.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 08/22/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Langstaff | 2594127 | 3 | 04/16/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John William Bales | 1820734 | 1 | 04/16/2013 | Customer Dispute | Closed-No Action | $11,749.20 | $0.00 | See FINRA Report |
| Lawrence Anthony Napolitano | 4921500 | 2 | 12/07/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Louis Knoblich | 1447147 | 5 | 08/26/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |