Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace McRae Davis | 1532144 | 3 | 09/28/2022 | Customer Dispute | Withdrawn | $92,000.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 6 | 05/09/2022 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |
| Darryl Jadwick Lynch | 1313519 | 3 | 07/21/2021 | Customer Dispute | Withdrawn | $25,789.30 | $0.00 | See FINRA Report |
| Sayke Robert Reilley | 2814096 | 3 | 06/28/2019 | Customer Dispute | Withdrawn | $24,000.00 | $0.00 | See FINRA Report |
| Eric Brian Rosenberg | 1027041 | 6 | 04/11/2019 | Customer Dispute | Withdrawn | $157,466.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 7 | 07/11/2018 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 20 | 07/11/2018 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Gavin Thomas Natelli | 2218909 | 2 | 03/26/2018 | Customer Dispute | Withdrawn | $238,469.00 | $0.00 | See FINRA Report |
| Martin Lewis Waldman | 4566228 | 8 | 06/09/2017 | Customer Dispute | Withdrawn | $1,500,000.00 | $0.00 | See FINRA Report |
| Gail F Perrymason | 1843678 | 8 | 04/10/2017 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |