Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Hernan Vatterott | 1263265 | 4 | 03/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Scott Gold | 1010319 | 4 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Hernan Vatterott | 1263265 | 4 | 12/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sophia Elena Haney | 6887787 | 1 | 08/21/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ariya Pejouhesh | 5059630 | 2 | 07/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Augusto Hurtado | 4137948 | 4 | 03/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Michienzi | 1540292 | 2 | 05/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julia Patricia Flores | 5755798 | 1 | 09/16/2021 | Customer Dispute | Final | $20,000.00 | $0.00 | See FINRA Report |
| Angela Rose Anderson | 2072438 | 1 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Augusto Hurtado | 4137948 | 4 | 08/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |