Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Michienzi | 1540292 | 2 | 05/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julia Patricia Flores | 5755798 | 1 | 09/16/2021 | Customer Dispute | Final | $20,000.00 | $0.00 | See FINRA Report |
| Angela Rose Anderson | 2072438 | 1 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Augusto Hurtado | 4137948 | 3 | 08/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David C Vanech | 5195259 | 2 | 07/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Shore | 1012943 | 1 | 11/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Dickstein | 5458365 | 4 | 09/16/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Demos Argyros | 1325219 | 6 | 01/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David C Vanech | 5195259 | 2 | 09/20/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Howard Jarrell | 5265165 | 4 | 05/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |