Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Lyle Daniel | 2631877 | 2 | 05/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 12/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Tyler Irwin | 6629051 | 1 | 05/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew T Denkler | 6507778 | 1 | 03/16/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Toby Burrin | 6628595 | 1 | 06/10/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Sullivan | 6702191 | 2 | 06/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pierre Anthony Fistanic | 1542297 | 1 | 01/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge Alejandro Hollander | 3075321 | 2 | 10/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Howard Jarrell | 5265165 | 4 | 08/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 06/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |