Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Grant Huston | 253963 | 3 | 09/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Angela Rose Anderson | 2072438 | 1 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Howard Jarrell | 5265165 | 4 | 05/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Susan Jeanette Callari | 2874655 | 1 | 01/18/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Paul J Colligan | 1611890 | 4 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Louis Juliana | 5509770 | 1 | 10/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mayra Alejandra Uribe-Quiceno | 5683969 | 1 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Sullivan | 6702191 | 2 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gustavo Santos Miramontes | 2338966 | 13 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Velvet Lillette Groves | 2921105 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |