Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Hernan Vatterott | 1263265 | 4 | 03/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Hernan Vatterott | 1263265 | 4 | 12/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sophia Elena Haney | 6887787 | 1 | 08/21/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ariya Pejouhesh | 5059630 | 2 | 07/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Augusto Hurtado | 4137948 | 4 | 03/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Michienzi | 1540292 | 2 | 05/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Augusto Hurtado | 4137948 | 4 | 08/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David C Vanech | 5195259 | 2 | 07/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Shore | 1012943 | 1 | 11/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Dickstein | 5458365 | 3 | 09/16/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |