Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Greenspan | 4720344 | 1 | 07/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge M Oliveira | 2558497 | 1 | 07/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Daniel Tully | 870889 | 2 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Raymond Nathe | 2015831 | 2 | 06/14/2024 | Customer Dispute | Pending | $409,002.00 | $0.00 | See FINRA Report |
| Wallace McRae Davis | 1532144 | 4 | 05/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan D'Alton Thibodeaux | 3021566 | 1 | 05/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Ryan Jacobs | 4990788 | 2 | 04/26/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Edward Lee Winokur | 2979697 | 3 | 04/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Alan Hartzmark | 1106323 | 3 | 04/26/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Daniel Hernan Vatterott | 1263265 | 4 | 03/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |