Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rocco John Petito | 2513997 | 1 | 09/24/2013 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John Rick Kaleh | 1611924 | 2 | 09/27/2002 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Bruce Harvey Olephant | 1219613 | 5 | 10/14/1994 | Investigation | $0.00 | $0.00 | See FINRA Report |