Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abel Lukose Oonnoonny | 3121406 | 1 | 02/13/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ian Thomas Bannon | 7527029 | 1 | 11/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tatiana J Zurek | 4079846 | 1 | 06/23/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Lee Chabek | 4237812 | 1 | 06/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Andrew Evans | 6777260 | 1 | 06/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyler William Pratt | 4384484 | 3 | 05/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hong Anh McGill | 2075513 | 5 | 03/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Abreu | 6604422 | 3 | 01/30/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ariya Pejouhesh | 5059630 | 2 | 05/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alice Beth Leopold-Benintendi | 1547235 | 2 | 02/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |