Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy David Jefferson | 4444433 | 1 | 05/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ariya Pejouhesh | 5059630 | 1 | 05/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alice Beth Leopold-Benintendi | 1547235 | 2 | 02/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mikayla Barbara Michienzi | 6355670 | 1 | 04/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michienzi | 1540292 | 2 | 04/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Dale Chamberlin | 2433292 | 2 | 03/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Hernan Vatterott | 1263265 | 2 | 02/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Morgan Constance Newman | 5379408 | 1 | 03/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Denault | 6214450 | 1 | 10/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melinda Darlene Sung | 4977496 | 1 | 10/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |