Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lewis Waldman | 4566228 | 8 | 08/15/2016 | Customer Dispute | Closed-No Action | $121,308.00 | $0.00 | See FINRA Report |
| Kevin Craig Salk | 1595150 | 2 | 03/23/2012 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Nolan Neil Metzger | 1283436 | 1 | 08/14/2009 | Customer Dispute | Closed-No Action | $360,000.00 | $0.00 | See FINRA Report |
| Diana Libuano Ruhtenberg | 1671444 | 3 | 08/14/2009 | Customer Dispute | Closed-No Action | $360,000.00 | $0.00 | See FINRA Report |
| Marvin Ira Wigutow | 2671206 | 1 | 03/30/2009 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Martin Lewis Waldman | 4566228 | 8 | 12/11/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 09/18/2008 | Customer Dispute | Closed-No Action | $83,227.00 | $0.00 | See FINRA Report |
| Sanford Alan Haber | 2164396 | 3 | 07/31/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aaron Dale Chamberlin | 2433292 | 2 | 07/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Creighton Collins | 2860734 | 1 | 05/08/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |