Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John B Lawler | 2155307 | 2 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Robert Burke | 815091 | 3 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Lewis Dinkel | 1800456 | 5 | 07/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Scott Gold | 1010319 | 2 | 04/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eddy Joseph Gutierrez | 2247435 | 2 | 01/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Howard Jarrell | 5265165 | 4 | 12/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Marie Madeley | 2266624 | 1 | 12/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James McQuade | 2968894 | 1 | 11/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John B Lawler | 2155307 | 2 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail F Perrymason | 1843678 | 8 | 02/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |