Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge M Oliveira | 2558497 | 1 | 07/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan D'Alton Thibodeaux | 3021566 | 1 | 05/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Andrew Scroggins | 1715830 | 1 | 01/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Perren Thomas | 4590509 | 1 | 01/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul A Damiba | 2473001 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Scott Gold | 1010319 | 4 | 11/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John B Lawler | 2155307 | 2 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Robert Burke | 815091 | 3 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Lewis Dinkel | 1800456 | 5 | 07/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Scott Gold | 1010319 | 4 | 04/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |